CHAPTER VIA
PENALTIES AND ADJUDICATION
15A. Penalty for failure to furnish information, return, etc.
15B. Penalty for failure by any person to enter into agreement with clients
15C. Penalty for failure to redress investors‘ grievances
15D. Penalty for certain defaults in case of mutual funds
15E. Penalty for failure to observe rules and regulations by an asset management company
15F. Penalty for default in case of stock brokers
15G. Penalty for insider trading
15H. Penalty for non-disclosure of acquisition of shares and takeovers
15HA. Penalty for fraudulent and unfair trade practices
15HB. Penalty for contravention where no separate penalty has been provided
15-I. Power to adjudicate
15J. Factors to be taken into account by the Adjudicating Officer
15JA. Crediting sums realised by way of penalties to Consolidated Fund of India
15JB. Settlement of administrative and civil proceedings
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